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Bill Actions for HB 1085

HJ=House Journal; SJ=Senate Journal

Introduced by Industry, Business and Labor

(At the request of the Securities Commissioner)

AN ACT to amend and reenact subsection 3 of section 10‑04‑02, sections 10‑04‑05, 10‑04‑06, 10‑04‑07.1, 10‑04‑08.1, 10‑04‑08.3, and 10‑04‑08.4, and subsection 2 of section 10‑04‑10 of the North Dakota Century Code, relating to the definition of broker-dealer, registration by coordination, federal covered securities, and qualifications of registered agents.

Date Chamber Meeting Description Journal
01/05 House Introduced, first reading, referred Industry, Business and Labor Committee HJ 156
01/06 House Committee Hearing 02:00
01/08 House Reported back, do pass, place on calendar 14 0 0 HJ 175
Second reading, passed, yeas 89 nays 0 HJ 175
01/11 Senate Received from House SJ 158
02/02 Senate Introduced, first reading, referred Industry, Business and Labor Committee SJ 355
02/17 Senate Committee Hearing 09:45
02/22 Senate Reported back, do pass, place on calendar 6 0 0 SJ 723
03/03 Senate Second reading, passed, yeas 46 nays 0 SJ 740
03/04 House Returned to House HJ 1049
03/05 Senate Signed by President SJ 791
03/08 House Signed by Speaker HJ 1074
Sent to Governor HJ 1074
03/09 House Signed by Governor 03/09 HJ 1082
03/11 Filed with Secretary Of State 03/09

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